Headshot Julie

Posted by Julie Delazyn

Last week I wrote about planning compliance-related assessments, the first post in a five-part series offering good practice recommendations as described in our white paper, The Role of Assessments in Mitigating Risk for Financial Services Organizations.

This paper offers a great deal of information about these kinds of assessments and advice about best practices for implementing a legally defensible assessment program. It describes five stages of deploying assessments — from planning to analytics — and offers recommendations for good practice for chief compliance officers, authoring experts, subject matter experts, trainers and IT specialists responsible for compliance in the organization:

Compliance five steps

Some of these recommendations are specific to Questionmark technologies, but most can be applied to any testing and assessment system.

Today, let’s look at good practice for the second of the five stages: deployment:

deployment chart

Click here to read the paper, which you can download free after login or sign-up.